Manager - Compliance & Enterprise Risk Management

Locations: Bangalore
ID: 14023


CME Group: Where Futures Are Made

CME Group ( is the world’s leading and most diverse derivatives marketplace. But who we are goes deeper than that. Here, you can impact markets worldwide. Transform industries. And build a career shaping tomorrow. We invest in your success and you own it – all while working alongside a team of leading experts who inspire you in ways big and small. Joining our company gives you the opportunity to make a difference in global financial markets every day – whether you work on our industry-leading technology and risk management services, our benchmark products or in a corporate services area that helps us serve our customers better. With 2,500 employees located around the world, we’re small enough for you and your contributions to be known. But big enough for your ideas to make an impact. The pace is dynamic, the work is unlike any other firm in the business, and the possibilities are endless. Problem solvers, difference makers, trailblazers. Those are our people. And we’re looking for more.

Reporting directly into the Regional Head of Compliance & Enterprise Risk Management (ERM), the individual will be responsible for the following:

• Development and deployment of risk, regulatory and internal policy compliance programs for CME’s India operations
• Work with business owners to ensure adequate controls/testing are in place. Frequently validate the efficacy of the controls
• Provide pro-active leadership and support for risk and compliance activities in the region (e.g. anti-bribery/corruption, export control, privacy, etc.)
• Evaluate and assess current processes to identify risks or areas of operational weakness and recommend and develop effective solutions
• Strengthen the risk and compliance infrastructure through process and tools adoption and compliance metrics and reporting
• Development and deployment of regulatory compliance programs in the regional sales and distribution channel.
• Provide training to employees and drive training initiatives throughout the region
• Participate in compliance investigations and coordinate with the business at all levels to ensure implementation of appropriate corrective and/or preventative actions to close out issues
• Update local team on pertinent risk and compliance best practices
• Develop and maintain strong relationships in the India office and keep up to date with business development, issues, and risks
• Assist with internal and external audits as necessary
• Initiate, facilitate and promote activities to foster effective compliance awareness throughout the India office.

Experience/Qualification: You should be able to work in the capacity of an Individual Contributor, while taking the responsibility to lead the Compliance & Risk vertical for the India operations.
• Proven, hands-on experience with implementing compliance programs for a large, multinational company.
• Familiar with risk and compliance issues faced in India
• Knowledge of applicable laws and regulations.
• Excellent project management and time management skills.
• Demonstrated ability to maintain and develop relationships across a large virtual team.

Minimum Qualifications:
o Strong relevant experience within financial services or technology industry operations. Prior experience in Risk Management, or Compliance preferred.
o Candidates with strong related education qualifications will be preferred
o Ability to work independently, accurately and to meet deadlines
o Knowledge of Enterprise Risk Management practices; demonstrated experience in developing and implementing aspects of Enterprise and/or Operational Risk programs preferred.
o Demonstrated ability to work effectively with a team and ability to foster working relationships
o Strong business acumen and process-oriented thinking
o Excellent oral and written communication skills including the ability to present on complex topics to senior management
o Candidate must be motivated to learn and succeed in a demanding environment that requires solutions to complex challenges.
o Strong investigative and analysis skills with the ability to handle confidential information

As the world’s leading and most diverse derivatives marketplace, CME Group ( is where the world comes to manage risk. Based in Chicago, with offices in New York, London, Singapore, Calgary, Houston, São Paulo, Singapore, Tokyo and Washington D.C., our team of more than 2,500 employees has an impact on the global economy every day. We offer:
  • The widest range of global benchmark futures and options available across all major asset classes;
  • The most advanced trading technology;
  • Industry-leading clearing and risk management capabilities;
  • A relentless customer focus, serving leading investment and commercial banks, hedge funds, proprietary trading firms, pension funds, sovereign wealth funds, asset managers, corporations and individual traders; and,
  • A great place to work.
With this strong foundation in place, we are looking to continue growing our business in both listed and over-the-counter markets. To support this growth, we are seeking highly motivated individuals to help foster our corporate culture and uphold our core values of leading with conviction and integrity, advancing the global economy, building lasting relationships and acting with ingenuity every day. 
We hope you will consider joining our world-class team.



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