|Added to system:||3/7/17 10:27 AM||Zip Code:||45236|
|Location:||Axcess Financial Services, Compliance Department- FOR0047||Zip Code 2:|
|Type of opening:||Current Open/approved position||Zip Code 3:|
|District:||Cannon, Sherry||# of openings:||1|
|Company:||Axcess Financial||Post job to CareerBuilder:|
|City:||Cincinnati||Job Family:||Professional/Knowledge worker|
The Senior Analyst - Compliance position will part of a team that oversees, coordinates and produces enterprise level reporting and documents for compliance policy, training, ad hoc and general corporate compliance reporting and documents that go to the Compliance Committee, other corporate control disciplines, regulators, senior management and the Board of Directors. The individual will assist with developing, implementing and administering the company’s Compliance Management System in the area of Consumer Lending.
The individual will be responsible for assisting with: developing, implementing, monitoring and administering the company’s Compliance Management System in the area of Consumer Lending, which will include elements of BSA/AML oversight. This position will report to the Director of Regulatory Compliance.
-Assist with the creation / completion of a compliance risk assessment.
-Assist with the creation of the Annual Compliance Plan.
-Assist with preparation for Compliance Committee meetings, including gathering, developing and preparation of KPIs / KRIs
-Oversight of regulatory compliance training, including course selection and tracking of course completion. Assist in the development of an annual training schedule that covers appropriate topics.
-Assists with Third Party Service Provider oversight.
-Tracking of compliance attestation and monitoring of items submitted to compliance e-mail box and through compliance phone line.
-Keep informed of regulatory changes, updates, and enforcement actions by regulatory agencies especially in relation to consumer loans
-Assist with management reporting of all aspects of the Bank’s compliance activities, including an evaluation of its related risk exposure related to compliance.
-Reviews Bank policies and procedures for compliance. Recommend modifications to policies and procedures to achieve compliance with amended or new regulations.
-Responsible for oversight of the following areas:
Skills & Knowledge:
Bachelor's degree in Business, Finance or equivalent. Graduate or law degree is helpful.
CRCM certification is desired. Experience in BSA/AML is a plus.
Critically important in this role are strong writing, editing and organizational skills.
Minimum 7+ years of audit/regulatory compliance testing experience in consumer financial services field, or a regulatory agency.
Substantive/current knowledge of the consumer lending regulations.
Strong, effective communication skills (written, verbal, and listening)
Understanding of best practices in the compliance field.
Proven track record of complex problem solving and decision-making ability.
Excellent analytical, project management and interpersonal skills.
Effective leader, who is self-motivated, possesses a strong work ethic and is demonstrated team player.
Possess creativity - think outside the box, innovative or different approaches to a particular task.
Exhibit accountability - personal ownership for actions, decisions.
Possess critical thinking - actively and skillfully conceptualize, apply, analyze and/or evaluate information gathered from, or generated by, observation, experience or communication.
Computer proficiency, specifically MS Office (Word, Excel, Access, PowerPoint, etc.)
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